COURSE OBJECTIVES: This one-day course explains the Act and its requirements and covers practical means of ensuring compliance. It is designed to enable participants to more easily navigate their way around to 100 plus sections of the Act and identify those that could have the most potential impact of corporate practice.
COURSE CONTENT
- Overview of the Act
- Who is caught by the Act?
- The SEC Rule on s404
- PCAOB Auditing Standard No 5 (replace No 2)
- Is Turnbull a satisfactory framework for UK companies to use for SOX compliance?
- COSO and CoCo frameworks
- UK and EC regulatory response to SOX
- Other requirements apart from s404
- Approaching compliance
- Costs and benefits of Sarbanes-Oxley
- Lessons from experience - getting value out of SOX
- Do the 2007/08 changes really transform things into ''SOX Lite''?
WHO SHOULD ATTEND
Finance directors, other company directors and audit committee members, company secretaries, accountants, internal and external auditors, compliance officers.
This course is designed to be run either as an in-house course or as a training pool title only. For more information on how the training pool works please click on the Quorum Training Pool item in the menu on the left of this page.
To enquire about this course please complete the enquiry form or call our in-house course bookings team on 0207 566 8207.