COURSE OBJECTIVES: This course serves as an introduction to the FSA rules governing the obligations of listed companies. Participants will gain a detailed understanding of the current obligations under the UK listing regime, as well as an update on current and upcoming changes to the regime.
COURSE CONTENT
The Rules
- Listing rules
- Disclosure rules
- Prospectus rules
- Market conduct
Continuing Obligations (Disclosure Rules)
- Price-sensitive information
- Insider lists
- Insider dealing and market abuse
- Disclosure of dealings (persons discharging managerial responsibilities)
Continuing Obligations (Listing Rules)
- Announcements and reporting
- Corporate governance disclosures
- The Model Code
- Directors' details
- Circulars and documents requiring approval
- Contents of circulars
Transactions
- Acquisitions and disposals
- Major (class) transactions
- Related-party transactions
New Issues
- Prospectus obligations
- Exemptions
- New issue procedures
WHO SHOULD ATTEND
Company secretaries of listed companies and their deputies and assistants.
Would you like this course run in-house? Call us on 0207 566 8207 to find out more