COURSE OBJECTIVES: This course serves as an introduction to the FSA rules governing the obligations of listed companies. Participants will gain a detailed understanding of the current obligations under the UK listing regime, as well as an update on current and upcoming changes to the regime.
COURSE CONTENT
The Rules
- Listing rules
- Disclosure rules
- Prospectus rules
- Market conduct
Continuing Obligations (Disclosure Rules)
- Price-sensitive information
- Insider lists
- Insider dealing and market abuse
- Disclosure of dealings (persons discharging managerial responsibilities)
Continuing Obligations (Listing Rules)
- Announcements and reporting
- Corporate governance disclosures
- The Model Code
- Directors'' details
- Circulars and documents requiring approval
- Contents of circulars
Transactions
- Acquisitions and disposals
- Major (class) transactions
- Related-party transactions
New Issues
- Prospectus obligations
- Exemptions
- New issue procedures
WHO SHOULD ATTEND
Company secretaries of listed companies and their deputies and assistants.
This course is designed to be run either as an in-house course or as a training pool title only. For more information on how the training pool works please click on the Quorum Training Pool item in the menu on the left of this page.
To enquire about this course please complete the enquiry form or call our in-house course bookings team on 0207 566 8207.